NY Code - Article 21-A: FRAUDULENT TRANSACTIONS IN SECURITIES

Search NY Code - Article 21-A: FRAUDULENT TRANSACTIONS IN SECURITIES

• Section 339 Reporting or publishing fictitious transactions in securities
• Section 339-A False statement or advertisement as to securities
• Section 339-B Manipulation of prices of securities
• Section 339-C Trading by brokers against customers' orders
• Section 339-D Transactions by brokers and dealers after insolvency
• Section 339-E Hypothecation of customer's securities
• Section 339-F Delivery to customers of memoranda of transactions by brokers