15 U.S.C. § 77ggg : US Code - Section 77GGG: Qualification of indentures covering securities not required to be registered

Search 15 U.S.C. § 77ggg : US Code - Section 77GGG: Qualification of indentures covering securities not required to be registered

(a) Application; information required; availability of information
to public
In the case of any security which is not required to be
registered under the Securities Act of 1933 [15 U.S.C. 77a et seq.]
and to which subsection (a) of section 77fff of this title is
applicable notwithstanding the provisions of section 77ddd of this
title, an application for qualification of the indenture under
which such security has been or is to be issued shall be filed with
the Commission by the issuer of such security. Each such
application shall be in such form, and shall be signed in such
manner, as the Commission may by rules and regulations prescribe as
necessary or appropriate in the public interest or for the
protection of investors. Each such application shall include the
information and documents required by subsection (a) of section
77eee of this title. The information and documents required by
paragraph (1) of such subsection with respect to the person
designated to act as indenture trustee shall be contained in a
separate part of such application, which part shall be signed by
such person. Each such application shall also include such of the
other information and documents which would be required to be filed
in order to register such indenture security under the Securities
Act of 1933 as the Commission may by rules and regulations
prescribe as necessary or appropriate in the public interest or for
the protection of investors. An application may be withdrawn by the
applicant at any time prior to the effective date thereof. Subject
to the provisions of section 77uuu of this title, the information
and documents contained in or filed with any application shall be
made available to the public under such regulations as the
Commission may prescribe, and copies thereof, photostatic or
otherwise, shall be furnished to every applicant therefor at such
reasonable charge as the Commission may prescribe.
(b) Filing of application
The filing with the Commission of an application, or of an
amendment to an application, shall be deemed to have taken place
upon the receipt thereof by the Commission.
(c) Applicability of other statutory provisions
The provisions of section 77h of this title and the provisions of
subsection (b) of section 77eee of this title shall apply with
respect to every such application, as though such application were
a registration statement filed pursuant to the provisions of the
Securities Act of 1933 [15 U.S.C. 77a et seq.].
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