15 U.S.C. § 77yyy : US Code - Section 77YYY: Penalties

Search 15 U.S.C. § 77yyy : US Code - Section 77YYY: Penalties

Any person who willfully violates any provision of this
subchapter or any rule, regulation, or order thereunder, or any
person who willfully, in any application, report, or document filed
or required to be filed under the provisions of this subchapter or
any rule, regulation, or order thereunder, makes any untrue
statement of a material fact or omits to state any material fact
required to be stated therein or necessary to make the statements
therein not misleading, shall upon conviction be fined not more
than $10,000 or imprisoned not more than five years, or both.