Notes on securities investor protection : US Code - Notes

Search Notes on securities investor protection : US Code - Notes

Sec.
78aaa. Short title.
78bbb. Application of Securities Exchange Act of 1934.
78ccc. Securities Investor Protection Corporation.
(a) Creation and membership.
(b) Powers.
(c) Board of Directors.
(d) Meetings of Board.
(e) Bylaws and rules.
78ddd. SIPC Fund.
(a) In general.
(b) Initial required balance for fund.
(c) Assessments.
(d) Requirements respecting assessments and lines
of credit.
(e) Prior trusts; overpayments and underpayments.
(f) Borrowing authority.
(g) SEC loans to SIPC.
(h) SEC notes issued to Treasury.
(i) Consolidated group.
78eee. Protection of customers.
(a) Determination of need of protection.
(b) Court action.
(c) SEC participation in proceedings.
(d) SIPC participation.
78fff. General provisions of a liquidation proceeding.
(a) Purposes.
(b) Application of title 11.
(c) Determination of customer status.
(d) Apportionment.
(e) Costs and expenses of administration.
78fff-1. Powers and duties of a trustee.
(a) Trustee powers.
(b) Trustee duties.
(c) Reports by trustee to court.
(d) Investigations.
78fff-2. Special provisions of a liquidation proceeding.
(a) Notice and claims.
(b) Payments to customers.
(c) Customer related property.
(d) Purchase of securities.
(e) Closeouts.
(f) Transfer of customer accounts.
78fff-3. SIPC advances.
(a) Advances for customers' claims.
(b) Other advances.
(c) Discretionary advances.
78fff-4. Direct payment procedure.
(a) Determination regarding direct payments.
(b) Notice.
(c) Payments to customers.
(d) Effect on claims.
(e) Jurisdiction of Bankruptcy Courts.
(f) Discontinuance of direct payment procedures.
(g) References.
78ggg. SEC functions.
(a) Administrative procedure.
(b) Enforcement of actions.
(c) Examinations and reports.
78hhh. Examining authority functions.
78iii. Functions of self-regulatory organizations.
(a) Collection agent.
(b) Immunity.
(c) Inspections.
(d) Reports.
(e) Consultation.
(f) Financial condition of members.
78jjj. Prohibited acts.
(a) Failure to pay assessment, etc.
(b) Engaging in business after appointment of
trustee or initiation of direct payment
procedure.
(c) Concealment of assets; false statements or
claims.
78kkk. Miscellaneous provisions.
(a) Public inspection of reports.
(b) Liability of members of SIPC.
(c) Liability of SIPC and Directors, officers, or
employees.
(d) Advertising.
(e) SIPC exempt from taxation.
(f) Section 78t(a) of this title not to apply.
(g) SEC study of unsafe or unsound practices.
78lll. Definitions.