US Code - Subchapter I: Investment companies

Search US Code - Subchapter I: Investment companies

• Section 80A-1 Findings and declaration of policy
• Section 80A-2 Definitions; applicability; rulemaking considerations
• Section 80A-3 Definition of investment company
• Section 80A-3A Protection of philanthropy under State law
• Section 80A-4 Classification of investment companies
• Section 80A-5 Subclassification of management companies
• Section 80A-6 Exemptions
• Section 80A-7 Transactions by unregistered investment companies
• Section 80A-8 Registration of investment companies
• Section 80A-9 Ineligibility of certain affiliated persons and underwriters
• Section 80A-10 Affiliations or interest of directors, officers, and employees
• Section 80A-11 Offers to exchange securities
• Section 80A-12 Functions and activities of investment companies
• Section 80A-13 Changes in investment policy
• Section 80A-14 Size of investment companies
• Section 80A-15 Contracts of advisers and underwriters
• Section 80A-16 Board of directors
• Section 80A-17 Transactions of certain affiliated persons and underwriters
• Section 80A-18 Capital structure of investment companies
• Section 80A-19 Payments or distributions
• Section 80A-20 Proxies; voting trusts; circular ownership
• Section 80A-21 Loans by management companies
• Section 80A-22 Distribution, redemption, and repurchase of securities; regulations by securities associations
• Section 80A-23 Closed-end companies
• Section 80A-24 Registration of securities under Securities Act of 1933
• Section 80A-25 Reorganization plans; reports by Commission
• Section 80A-26 Unit investment trusts
• Section 80A-27 Periodic payment plans
• Section 80A-28 Face-amount certificate companies
• Section 80A-29 Reports and financial statements of investment companies and affiliated persons
• Section 80A-30 Accounts and records
• Section 80A-31 Accountants and auditors
• Section 80A-32 Filing of documents with Commission in civil actions
• Section 80A-33 Destruction and falsification of reports and records
• Section 80A-34 Unlawful representations and names
• Section 80A-35 Breach of fiduciary duty
• Section 80A-36 Larceny and embezzlement
• Section 80A-37 Rules, regulations, and orders
• Section 80A-38 Procedure for issuance of rules and regulations
• Section 80A-39 Procedure for issuance of orders
• Section 80A-40 Hearings by Commission
• Section 80A-41 Enforcement of subchapter
• Section 80A-42 Court review of orders
• Section 80A-43 Jurisdiction of offenses and suits
• Section 80A-44 Disclosure of information filed with Commission; copies
• Section 80A-45 Reports by Commission; hiring and leasing authority
• Section 80A-46 Validity of contracts
• Section 80A-47 Violation of subchapter
• Section 80A-48 Penalties
• Section 80A-49 Construction with other laws
• Section 80A-50 Separability
• Section 80A-51 Short title
• Section 80A-52 Effective date
• Section 80A-53 Election to be regulated as business development company
• Section 80A-54 Acquisition of assets by business development companies
• Section 80A-55 Qualifications of directors
• Section 80A-56 Transactions with certain affiliates
• Section 80A-57 Changes in investment policy
• Section 80A-58 Incorporation of subchapter provisions
• Section 80A-59 Functions and activities of business development companies
• Section 80A-60 Capital structure
• Section 80A-61 Loans
• Section 80A-62 Distribution and repurchase of securities
• Section 80A-63 Accounts and records
• Section 80A-64 Preventing compliance with subchapter; liability of controlling persons