US Code - Subchapter II: Investment advisers

Search US Code - Subchapter II: Investment advisers

• Section 80B-1 Findings
• Section 80B-2 Definitions
• Section 80B-3 Registration of investment advisers
• Section 80B-3A State and Federal responsibilities
• Section 80B-4 Reports by investment advisers
• Section 80B-4A Prevention of misuse of nonpublic information
• Section 80B-5 Investment advisory contracts
• Section 80B-6 Prohibited transactions by investment advisers
• Section 80B-6A Exemptions
• Section 80B-7 Material misstatements
• Section 80B-8 General prohibitions
• Section 80B-9 Enforcement of subchapter
• Section 80B-10 Disclosure of information by Commission
• Section 80B-10A Consultation
• Section 80B-11 Rules, regulations, and orders of Commission
• Section 80B-12 Hearings
• Section 80B-13 Court review of orders
• Section 80B-14 Jurisdiction of offenses and suits
• Section 80B-15 Validity of contracts
• Section 80B-16 Omitted
• Section 80B-17 Penalties
• Section 80B-18 Hiring and leasing authority of Commission
• Section 80B-18A State regulation of investment advisers
• Section 80B-19 Separability
• Section 80B-20 Short title
• Section 80B-21 Effective date