US Code - Chapter 1: Commodity exchanges

Search US Code - Chapter 1: Commodity exchanges

  • Section 1 Short title
  • Section 1A Definitions
  • Section 2 Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
  • Section 2A TO 4A Transferred
  • Section 5 Findings and purpose
  • Section 6 Regulation of futures trading and foreign transactions
  • Section 6A Excessive speculation
  • Section 6B Fraud, false reporting, or deception prohibited
  • Section 6C Prohibited transactions
  • Section 6D Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; rules to avoid duplicative regulations
  • Section 6E Dealings by unregistered floor trader or broker prohibited
  • Section 6F Registration and financial requirements; risk assessment
  • Section 6G Reporting and recordkeeping
  • Section 6H False self-representation as registered entity member prohibited
  • Section 6I Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions
  • Section 6J Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities
  • Section 6K Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons
  • Section 6L Commodity trading advisors and commodity pool operators; Congressional finding
  • Section 6M Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law
  • Section 6N Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account
  • Section 6O Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons
  • Section 6O-1 Special procedures to encourage and facilitate bona fide hedging by agricultural producers
  • Section 6P Standards and examinations
  • Section 7 Designation of boards of trade as contract markets
  • Section 7A Derivatives transaction execution facilities
  • Section 7A-1 Derivatives clearing organizations
  • Section 7A-2 Common provisions applicable to registered entities
  • Section 7A-3 Exempt boards of trade
  • Section 7B Suspension or revocation of designation as registered entity
  • Section 7B-1 Designation of securities exchanges and associations as contract markets
  • Section 7B-2 Privacy
  • Section 8 Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals
  • Section 9 Exclusion of persons from privilege of "registered entities"; procedure for exclusion; review by court of appeals
  • Section 9A Assessment of money penalties
  • Section 9B Rules prohibiting deceptive and other abusive telemarketing acts or practices
  • Section 9C Notice of investigations and enforcement actions
  • Section 10 Repealed.
  • Section 10A Cooperative associations and corporations, exclusion from board of trade; rules of board inapplicable to payment of compensation by association
  • Section 11 Vacation on request of designation or registration as "registered entity"; redesignation or reregistration
  • Section 12 Public disclosure
  • Section 12-1 TO 12-3 Omitted
  • Section 12A Registration of commodity dealers and associated persons; regulation of registered entities
  • Section 12B Trading ban violations; prohibition
  • Section 12C Disciplinary actions
  • Section 12D Commission action for noncompliance with export sales reporting requirements
  • Section 12E Repealed.
  • Section 13 Violations generally; punishment; costs of prosecution
  • Section 13-1 Violations, prohibition against dealings in onion futures; punishment
  • Section 13A Nonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses
  • Section 13A-1 Enjoining or restraining violations
  • Section 13A-2 Jurisdiction of States
  • Section 13B Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment; misdemeanor or felony; separate offenses
  • Section 13C Responsibility as principal; minor violations
  • Section 14 Repealed.
  • Section 15 Enforcement powers of Commission
  • Section 15A Repealed.
  • Section 15B Cotton futures contracts
  • Section 16 Commission operations
  • Section 16A Service fees and National Futures Association study
  • Section 17 Separability
  • Section 17A Separability of 1936 amendment
  • Section 17B Separability of 1968 amendment
  • Section 18 Complaints against registered persons
  • Section 19 Consideration of costs and benefits and antitrust laws
  • Section 20 Market reports
  • Section 21 Registered futures associations
  • Section 22 Research and information programs; reports to Congress
  • Section 23 Standardized contracts for certain commodities
  • Section 24 Regulations respecting commodity broker debtors; definitions
  • Section 25 Private rights of action
  • Section 26 Repealed.
  • Section 27 Definitions
  • Section 27A Exclusion of identified banking products commonly offered on or before December 5, 2000
  • Section 27B Exclusion of certain identified banking products offered by banks after December 5, 2000
  • Section 27C Exclusion of certain other identified banking products
  • Section 27D Administration of the predominance test
  • Section 27E Exclusion of covered swap agreements
  • Section 27F Contract enforcement
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