7 U.S.C. § 6e : US Code - Section 6E: Dealings by unregistered floor trader or broker prohibited

Search 7 U.S.C. § 6e : US Code - Section 6E: Dealings by unregistered floor trader or broker prohibited

It shall be unlawful for any person to act as floor trader in
executing purchases and sales, or as floor broker in executing any
orders for the purchase or sale, of any commodity for future
delivery, or involving any contracts of sale of any commodity for
future delivery, on or subject to the rules of any contract market
or derivatives transaction execution facility unless such person
shall have registered, under this chapter, with the Commission as
such floor trader or floor broker and such registration shall not
have expired nor been suspended nor revoked.